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Showing 9951–9960 of 59886 articles for “Art. R 418-1”
The Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions shall have adequate access to the information and documents necessary to supervise and monit…
For the application of Article L. 533-30-13, the conduct likely to result in the reduction or restitution, in whole or in part, of the variable remuneration shall be defined by the investment firms, t…
Members of staff of an investment firm who have been given authority to sign on behalf of that firm may not take up any other employment or perform any paid work outside that firm without first inform…
Subsections 2 and 3 of this section apply to class 2 and class 3 investment firms under the conditions defined in Article L. 533-24-2.
The period after which the AMF's silence on an application for authorisation made pursuant to Article L. 54-10-5 shall be deemed to constitute a decision of acceptance is six months from the date of r…
The period of time after which the AMF's silence on registration applications submitted pursuant to Article L. 54-10-3 shall be deemed to constitute a decision of acceptance is six months from the dat…
For the purposes of III of Article L. 561-40, the Commission's decision shall be published on the Commission's website. The publication shall mention at least the sanction imposed and the nature of th…
I. - The persons referred to in Article L. 561-2 shall be informed directly, in writing and by any means likely to confer a date certain and to guarantee the security and conservation of this designat…
When the Autorité de contrôle prudentiel et de résolution proposes to the European Central Bank that the authorisation of the credit institution in question be withdrawn, it shall first obtain the opi…
The Board's decision can only be appealed together with the decision on the grievances.
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