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Showing 3011–3020 of 62006 articles for “Art. R 581-27 and R 581-28”
I. - Before concluding any banking transaction or payment service or any preparatory work or advice, the intermediary must agree with his customer, including any potential customer, in writing or on a…
When an association's authorisation is withdrawn under the conditions set out in Section 6, or in the event of dissolution for any reason whatsoever, the intermediaries referred to in 1° and 4° of I o…
Persons benefiting from the exemption referred to in j) of 2° of Article L. 531-2 shall inform the AMF, at its request, that they are making use of this exemption. The Autorité des marchés financiers…
I. - Any portfolio management company governed byArticle L. 532-9 which, having its registered office in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, w…
The association is drawing up a guide to professional competence and ongoing professional training and development. This guide presents a list of training courses adapted to the levels of professional…
The association shall equip itself with the resources it needs to support its members in carrying out their activities and complying with their obligations. It shall put in place an organisation and w…
If the association is also authorised underArticle L. 513-5 of the Insurance Code or III of Article L. 541-4 of this Code, it may set itself up according to a federal model, separating each of its act…
The intermediaries mentioned in 1° and 4° of I of article R. 519-4 who also carry out insurance or reinsurance brokerage activities may join only one approved professional association, provided that t…
The association shall check that its members comply with the obligation to take out a financial guarantee as set out in article L. 519-4. It shall ensure that the amount of the guarantee referred to i…
The Association may carry out statistical surveys to gain a better understanding of the market. To this end, each member shall provide the Association with annual data relating to the organisation of…
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