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Showing 2681–2690 of 61834 articles for “Art. R 581-36 and R 581-37”
The association shall check that its members comply with the obligation to take out a financial guarantee as set out in article L. 519-4. It shall ensure that the amount of the guarantee referred to i…
The Association may carry out statistical surveys to gain a better understanding of the market. To this end, each member shall provide the Association with annual data relating to the organisation of…
Based on the information provided in the application, the Autorité de contrôle prudentiel et de résolution will assess whether the association meets the conditions set out in Articles L. 519-11 to L.…
The Autorité des marchés financiers and the authorities of the Member State of the European Union or party to the Agreement on the European Economic Area concerned shall be notified in advance of any…
I. - Any portfolio management company referred to in I of Article L. 532-25-1 intending to manage AIFs for the first time under the freedom to provide services shall provide the Autorité des marchés f…
The professional association does not carry out the tasks of a professional trade union within the meaning of Book I of Part Two of the Labour Code and is not representative in this respect, whatever…
The association provides its members with all relevant information concerning changes in the regulations applicable to them. It informs them of any difficulties observed in the banking and payment ser…
On receipt of an application for authorisation, the AMF will check that it complies with the standard file provided for in the second paragraph of Article R. 532-10 and, if it does, will examine it. T…
Where it is authorised to provide one or more investment services, the portfolio management company shall, for the provision of such services, comply with the provisions of this Title applicable to po…
The intermediary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
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