Article R532-19
I. - When the Autorité de contrôle prudentiel et de résolution initiates disciplinary proceedings against an investment services provider from another Member State of the European Union or another Sta…
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Showing 2731–2740 of 61834 articles for “Art. R 581-36 and R 581-37”
I. - When the Autorité de contrôle prudentiel et de résolution initiates disciplinary proceedings against an investment services provider from another Member State of the European Union or another Sta…
In the case provided for in Article L. 532-33, the Autorité des marchés financiers shall participate, with the competent authorities of the other possible reference Member States, in the joint procedu…
The intermediaries referred to in article R. 519-27 above are required to analyse a sufficient number of contracts on offer to be able to base an objective analysis of the market and recommend or prop…
To be considered as representative within the meaning of I of article L. 519-13, a professional association must have paid-up members representing at least 10% of the total number of professionals sub…
I. - Before granting authorisation as an investment firm to an applicant that is a direct or indirect subsidiary of an insurance company, reinsurance company, credit institution, investment firm or po…
For the purposes of Article L. 532-28, the expression "reference Member State of an AIFM established in a third country" means :1° Where the AIFM intends to manage one or more European Union AIFs esta…
If the purpose of the association covers activities other than insurance broking, the association may offer its members a single mediator for all these activities, provided that the mediator is regist…
Where the applicant is a direct or indirect subsidiary of an investment firm or credit institution that does not have its registered office in France, it is also required to provide precise informatio…
The other convertible instruments referred to in 3° of Article L. 533-30-11 that may be used for the allocation of variable compensation are the only instruments that may be fully converted into Tier…
To obtain the authorisation as custodian referred to in Article L. 542-1, applicants must submit their application to the Autorité de contrôle prudentiel et de résolution. The application for authoris…
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