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Showing 5181–5190 of 39709 articles for “Art. R 623-5”
When entering into a relationship, an investment services provider other than an asset management company shall collect relevant information relating to the identity and legal capacity of any new clie…
I. - In application of I of Article L. 549-15, the consolidated publication system referred to in the same article makes public the information mentioned in Article D. 549-4. It also makes public the…
I. - In addition to its Chairman, the Steering Committee comprises the following thirty members:1° From government departments :- the Director General of Customs and Excise or his representative ;- th…
The Steering Committee is chaired by a qualified person appointed jointly, for a renewable period of three years, by the Minister of the Economy and the Minister of the Budget, after consultation with…
For each meeting of the Board, the Chairman shall draw up the agenda and the list of members to be convened. If the agenda includes a subject specifically concerning a profession mentioned in Article…
Reasons are given for an unfavourable opinion or an opinion with reservations. In particular, it may be based on the fact that the proposed statutory auditor, or the natural person who has been approa…
The AMF may take into account information about the proposed statutory auditor or, as the case may be, the natural person proposed to perform the assignment, which is sent to it by one of the authorit…
Any person referred to in the first paragraph of Article L. 612-43 must inform the Autorité de contrôle prudentiel et de résolution of the name(s) of the statutory auditor(s) it proposes to appoint or…
The provisions of articles D. 612-53 to D. 612-57 apply to the appointment and reappointment of Statutory Auditors and Substitute Statutory Auditors, as well as in the event of a change in the natural…
In accordance with article D. 615-3, the Government Commissioners may make recommendations to the body to which they are appointed and may ask it to carry out any inspections or controls it deems nece…
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