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Showing 5511–5520 of 62190 articles for “Art. R. 123-54 and R. 123-103 · C. civ. Art. 1857”
…ends to establish a branch ;2° A programme of operations setting out, in particular, the investment and other services it intends to provide and identifying the AIF it intends to manage;3° The organis…
…orité de contrôle prudentiel et de résolution shall assess the suitability of the proposed acquirer and the financial soundness of the proposed acquisition, applying all of the following criteria, in…
…se of ensuring that the portfolio management company targeted by the proposed acquisition has sound and prudent management and taking into account the likely influence of the proposed acquirer on the…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
…erogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
…referred to in Article L. 533-30 with the long-term interests of the investment firm, its creditors and its clients, as referred to in the same Article.
Investment firms, other than portfolio management companies, publish in their annual report the return on their assets, calculated by dividing their net profit by their balance sheet total.
…ed to in II of Article L. 533-22 include the following information: 1° The most significant medium- and long-term risks associated with the investments made under the contract; 2° The composition, tur…
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
…ther body exercising equivalent supervisory functions shall have adequate access to the information and documents necessary to supervise and monitor management decisions.
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