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Showing 9871–9880 of 47984 articles for “Art. R. 145-3”
I. - The Financial Public Prosecutor may not initiate public proceedings for the application of the penalties provided for in this section when the Autorité des marchés financiers has served a stateme…
I. - Any person who, by any means, disseminates information that gives false or misleading information about the situation or prospects of an issuer or about the supply, demand or price of a financial…
Article L. 533-22-1 applies to the Caisse des dépôts et consignations.
An investment holding company is a financial institution the subsidiaries of which are exclusively or mainly investment firms or financial institutions, at least one of which is an investment firm whi…
The banking and payment services intermediaries defined in Article L. 519-1 are registered in the single register referred to in Article L. 546-1.
Services based on specific payment instruments, valid only in France, provided at the request of a legal person governed by public or private law or similar, subject to specific legislative or regulat…
Where the intermediary acts on behalf of a credit institution, a finance company, an electronic money institution that provides payment services, a payment institution, another intermediary in banking…
Without prejudice to the provisions of Article L. 229-4 of the Commercial Code, the Autorité de contrôle prudentiel et de résolution also has the power to oppose, in accordance with the provisions of…
By way of derogation from this section, class 1 bis investment firms shall apply the provisions of articles L. 511-51 to L. 511-102.
Investment service providers other than portfolio management companies which provide the investment service referred to in Article L. 321-1 .4 shall not accept, unless they return them in full to the…
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