Article L211-17
I. - The transfer of ownership of financial securities results from the registration of these securities in the purchaser's securities account or from the registration of these securities in favour of…
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Showing 6521–6530 of 47918 articles for “Art. Rome I Regulation”
I. - The transfer of ownership of financial securities results from the registration of these securities in the purchaser's securities account or from the registration of these securities in favour of…
I. - Where a public interest entity appoints a single auditor, the single auditor may not certify the accounts of the public interest entity for a period exceeding ten years.However, at the end of tha…
I.-The application by which an online public communication service requests removal from the list referred to in I of Article L. 331-25 shall be sent to the Autorité de régulation de la communication…
Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement C…
I. - The penalties provided for in A of I of Article L. 465-1 shall be punishable by the penalties provided for in A of I of Article L. 465-1 if a person in possession of inside information concerning…
I.-The obligation to declare and the obligation to disclose referred to in Articles L. 152-1 and L. 152-1-1 shall not be deemed to have been fulfilled if the information provided is incorrect or incom…
I. - To obtain authorisation as an investment firm, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application drawn up in accordance with the conditions laid down i…
I. - In application of I of Article L. 549-15, the consolidated publication system referred to in the same article makes public the information mentioned in Article D. 549-4. It also makes public the…
I. - In application of 8° of article 6-2 of Organic Law no. 99-209 of 19 March 1999, subject to the adaptations provided for in II, articles R. 562-1 to R. 562-9 are applicable by operation of law in…
I. - Pursuant to Article 7, 8° of Organic Law no. 2004-192 of 27 February 2004, subject to the adaptations provided for in II, Articles R. 562-1 to R. 562-9 are applicable by operation of law in Frenc…
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