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Showing 791–800 of 7625 articles for “Art. Société Cacique Investments Ltd”
The retail client may waive part of the protection afforded by the rules of conduct. In this case, the investment services provider other than an asset management company may treat the retail client a…
Investment services providers are investment firms, portfolio management companies and credit institutions authorised to provide the investment services referred to in Article L. 321-1.The provision o…
…ves, with the exception of cases where the investment services are provided on behalf of collective investments managed by a portfolio management company that is part of the same group. For the purpos…
Investment services providers other than portfolio management companies that provide persons with direct electronic access to a trading venue:1° Have effective systems and controls ensuring that:a) Th…
I. - Real estate investment funds are undertakings for collective real estate investment and professional undertakings for collective real estate investment, referred to in paragraph 3 of sub-section…
I. - Articles L. 2331-5to L. 2331-8, the first paragraph of article L. 2331-9 and article L. 2331-10 are applicable to the communes of French Polynesia subject to the adaptations provided for in II to…
I. - Pursuant to 8° of article 6-2 of Organic Law no. 99-209 of 19 March 1999, subject to the adaptations provided for in II, articles R. 151-1 to R. 151-17 are automatically applicable in New Caledon…
I. - Pursuant to Article 7, 8° of Organic Law No. 2004-192 of 27 February 2004, subject to the provisions of II, Articles R. 151-1 to R. 151-17 are automatically applicable in French Polynesia.II. - F…
I. - Subject to the adaptations provided for in II, the provisions of the articles mentioned in the left-hand column of the table below shall apply in the Wallis and Futuna Islands, in the wording ind…
The UCITS ensures that its overall risk linked to financial contracts does not exceed the total net value of its portfolio. The overall risk is calculated taking into account the current value of the…
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