Article L211-17
I. - The transfer of ownership of financial securities results from the registration of these securities in the purchaser's securities account or from the registration of these securities in favour of…
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Showing 1091–1100 of 1465 articles for “Art. Trib. UE”
I. - The transfer of ownership of financial securities results from the registration of these securities in the purchaser's securities account or from the registration of these securities in favour of…
…3. The provision of advice to companies on capital structure, industrial strategy and related issues, as well as the provision of advice and services relating to mergers and takeovers; 4. Investmen…
…ésolution shall inform the supervisory authority of the home Member State of the undertaking and request it to take all appropriate measures to ensure that the undertaking puts an end to the irregular…
…e defined target market. The purpose of this review is at least to assess whether the product continues to meet the needs of the defined target market and whether the planned distribution strategy rem…
…e subscriber or member to understand their cumulative effect on the return on the investment. If requested by the prospective subscriber, a breakdown of additional distribution costs will be provided.…
…or asylum seekers or an association for the defence of women's or children's rights may submit a request to the Board of Directors, under conditions laid down by decree in the Council of State, for th…
…ctual presence of natural persons may offer, in mainland France, Guadeloupe, French Guiana, Martinique, Reunion Island, Mayotte and Saint-Martin, the means to access this market.II. - When the Autorit…
…disposal of a direct or indirect holding, it shall verify that the transaction does not call into question the conditions to which the authorisation granted to the investment firm is subject. A decre…
…s financiers finds that an ISP with a branch in mainland France, Guadeloupe, French Guiana, Martinique, Reunion, Mayotte or Saint-Martin is not complying with the disclosure requirements laid down in…
The selection of the units of account mentioned in article R. 131-1-1 is reserved for: 1° Subscribers or members considered, after evaluation, to have the experience, knowledge and skills necessary to…
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