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Showing 2481–2490 of 10218 articles for “Art. aff. C-497/01 · CJUE 10 November 2011”
…n compliance and risk controls put in place to ensure that the conditions set out in Article L. 533-10-4 are met. The AMF may, at any time, ask ISPs for additional information about the algorithmic tr…
…és financiers the transactions they intend to carry out pursuant to the provisions of article L. 22-10-62. This declaration is deemed to have been made when these companies have made it pursuant to Ar…
…n of partnership contracts;9° The statement of changes in assets provided for in article L. 2241-1 ;10° Other statements relating to the assets and financial situation of the metropolitan authority as…
Investment services providers other than portfolio management companies that use algorithmic trading : 1° Have effective systems and risk controls appropriate to their business to ensure that their tr…
The guarantee covers political, catastrophic and non-payment risks.The political risk is realised when the debtor has not paid his debt, or the performance of the contract has been interrupted, provid…
…torité des marchés financiers may not provide the services referred to in 1° to 4° of Article L. 54-10-2. Any person who is not registered as a provider of the services referred to in 1° and 4° above…
…lfil its initial function and in particular remains compliant with the provisions of article L. 513-10-4. The date of maximum durability is indicated by the words: "To be used before the end of", foll…
…ted pursuant to the fifth paragraph of article L. 611-7 or the second paragraph of l'article L. 611-10-1.
…gence nationale de la sécurité des systèmes d'information, the procedure laid down in Article D. 54-10-7 applies. The response period is one month from the date of referral by the Autorité des marchés…
…e L. 221-1-5 of the Social Security Code, the employer's authorisation mentioned in article R. 6323-10 must be express and accompanied by an agreement relating to the co-financing mentioned in 3° of a…
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