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Showing 3611–3620 of 66828 articles for “Art. al. 1 and 1844-10”
In this section and for the application of the provisions relating to freedom of establishment and freedom to provide services :1. The expression "competent authorities" means the authorities of a Mem…
Investment services providers are investment firms, portfolio management companies and credit institutions authorised to provide the investment services referred to in Article L. 321-1.The provision o…
The AMF shall specify the conditions for applying Articles L. 532-10 to L. 532-12. In particular, it shall determine the procedures for publicising decisions to withdraw authorisation or deregister.
…of the Autorité des marchés financiers, which may impose the sanctions provided for in article L. 621-15, including deregistration. It may only refer to its status as a portfolio management company by…
…fices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité de contrôle…
The provisions of this section do not apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to…
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
…ot required for the sole purpose of providing one or more of the services mentioned in article L. 321-2.Before authorisation is granted, investment services providers other than portfolio management c…
When investment firms open information, liaison or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des mar…
…supervise an investment service provider benefiting from the regime provided for in Article L. 532-18-1, the competent authorities of the home country to which it belongs may require its branches est…
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