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Showing 2411–2420 of 68983 articles for “Art. al. 1 and 2”
…ôle prudentiel et de résolution shall make the notification provided for in the second paragraph of 1° of I of Article L. 522-13 within one month. II -The Autorité de contrôle prudentiel et de résolut…
…n it decides on a transmission to the competent authority of the host state pursuant toArticle L. 532-27, the Autorité de contrôle prudentiel et de résolution shall communicate the notifications recei…
…n asset management company intends to amend any of the disclosures referred to in II ofArticle D. 532-20 or, as the case may be, provided for inArticle L. 532-23, it shall inform the Autorité de contr…
I. - Any portfolio management company governed byArticle L. 532-9 which, having its registered office in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, w…
I. - For the purposes of c of I of article L. 524-3, the beneficial owner(s) is (are) the natural person(s) defined in accordance with the provisions of article R. 561-1. II. - The managers and benefi…
…el et de résolution shall make the notification provided for in the second paragraph of Article L. 525-6 within three months.
The Autorité des marchés financiers and the authorities of the Member State of the European Union or party to the Agreement on the European Economic Area concerned shall be notified in advance of any…
Where, pursuant to I ofArticle L. 532-23, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agre…
…iary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
I. - Pursuant to I ofArticle L. 532-23, notifications of the establishment of a branch or the use of a tied agent by investment firms and notifications of the use of a tied agent by credit institution…
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