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Showing 521–530 of 67664 articles for “Art. al. 2 and L 235-9”
The management company is required to make the declarations stipulated in articles L. 225-126 and L. 233-7 of the French Commercial Code, for all shares held by the mutual funds it manages. The provis…
I. - A société de libre partenariat may have one or more sub-funds if its articles so provide. Where one or more sub-funds are formed within a société de libre partenariat, they are individually subje…
I. - Changes in the ownership structure of a portfolio management company must be notified to the Autorité des marchés financiers.The acquisition or extension of direct or indirect shareholdings in a…
Without prejudice to the provisions of Article 26-6 of Law No 47-1775 of 10 September 1947 on the Statute for a Cooperative Society, the Autorité des marchés financiers is competent to oppose, in acco…
The Autorité de contrôle prudentiel et de résolution may require Class 2 and Class 3 investment firms to make additional or more frequent disclosures than those provided for in Title III of Book V or…
Financial investment advisers are treated in the same way as investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
Payments linked to the early termination of an employment contract must correspond to effective performance assessed over time and not reward failure or fault. Global remuneration linked to compensati…
If there is no suspicion of money laundering or terrorist financing, the persons who issue electronic money referred to in 1°, 1° ter and 1° quater of Article L. 561-2 are not subject to the due dilig…
Articles L. 632-1 to L. 632-4 of the French Commercial Code do not apply to measures decided or authorised by the supervisory board pursuant to Article L. 511-41-5 or by the resolution board pursuant…
The administrator or liquidator appointed by the competent authority of another Member State shall be entitled to exercise in mainland France, in the overseas departments and in the Department of Mayo…
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