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Showing 7381–7390 of 33456 articles for “Art. al. 3”
The statement of objections informs the respondent that it may obtain a copy of the documents in the file from the Enforcement Committee secretariat and be assisted or represented by any counsel of it…
When the Autorité de contrôle prudentiel et de résolution places a person subject to its supervision under special supervision, it appoints a supervisor and determines the list, model, frequency and d…
…wal of the term of office for which they were appointed. They are replaced at the time of this renewal. The other members of the committees, with the exception of ex officio members, are appointed for…
When the Board decides to initiate sanction proceedings, the statement of objections is sent to the respondent by registered letter with acknowledgement of receipt, by hand delivery against a receipt…
…qualified person expires before its term, the competent authority referred to in 5° of Article L. 631-2 shall appoint a replacement for the remainder of the term of office. The appointment of the qua…
…the rapporteur's request in accordance with the conditions and procedures set out in Article R. 621-38 . The time limit provided for in the fourth paragraph of Article R. 621-38 applies in the event o…
…Area exercising similar powers with the assistance that the latter requests pursuant to Article L. 632-16, it shall notify the AMF of the reasons for its refusal and, if the refusal is based on the ex…
The Government Commissioners appointed to a body pursuant to the provisions of Article L. 615-1 shall ensure that the body, either directly or through its subsidiaries or the establishments over which…
When the Secretary General proposes that the Board implement the procedure provided for in II of Article L. 621-14, he shall first inform the person concerned, by registered letter with acknowledgemen…
For the purposes of applying the penalties listed in this Title, the following are deemed to be company directors: the chairman and managing director, the chairman, the directors, the managing directo…
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