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Showing 4851–4860 of 65683 articles for “Art. al. 4 and L 227-11”
The information made public by a publication system approved in accordance with Article L. 549-11 shall include at least the following items: 1° The identifier identifying the financial instrument; 2°…
I. - An investment service provider other than an asset management company shall establish and implement appropriate written policies and procedures for classifying its clients as non-professional cli…
The register of persons referred to in I of article L. 546-1 includes information relating to the identity, activity and, where applicable, the category of the persons concerned. This information is s…
I. - Participative finance intermediaries shall mention on their website, in a manner that is easily accessible from the first page, and in all correspondence and on all advertising media, with the ex…
For the purposes of Article L. 547-5, the provider of participative finance services shall include the overheads incurred by the activity mentioned in Article L. 547-4 in the calculation of the pruden…
For the purposes of Article L. 561-4, insurance mediation by the persons referred to in 3° bis of Article L. 561-2 constitutes an ancillary financial activity for which these persons are exempt from t…
Each section of the AMF's Supervisory Board or Resolution Board meets when convened by its Chairman. Where, pursuant to Article L. 612-10, a member does not take part in a meeting of the Supervisory B…
The Minister responsible for the economy shall publish in the real estate register or the land register any decision or deed terminating a freezing order that has been published pursuant to Article L.…
The Chairman of the National Sanction Commission convenes its meetings.The committee may only deliberate if at least three of its members, full members or alternates, taking part in the deliberations,…
I. - The composition of the National Enforcement Committee is communicated to the respondent, who may request that one of its members be challenged if there are serious grounds for doubting the member…
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