Article D*351-4
The competent administrative authority referred to in article D. 351-3 is the Minister for the Economy.
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Showing 5761–5770 of 65683 articles for “Art. al. 4 and L 227-11”
The competent administrative authority referred to in article D. 351-3 is the Minister for the Economy.
Where an investment service provider other than an asset management company plans to amend any of the disclosures referred to in I of Article D. 532-23-2, it shall inform the Autorité de contrôle prud…
By way of derogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
I.-The persons referred to in Article L. 561-2 shall define and implement procedures enabling them to determine whether the transaction they are carrying out is one of those referred to in 3° of Artic…
For the application of I of Article L. 561-5, the persons mentioned in Article L. 561-2 shall identify and verify the identity of the persons acting on behalf of the customer in accordance with the pr…
The period of time after which the AMF's silence on registration applications submitted pursuant to Article L. 54-10-3 shall be deemed to constitute a decision of acceptance is six months from the dat…
The projects referred to in the second paragraph of article L. 561-2-3 are projects submitted by the same person for which the total of the amounts targeted for financing or the total of the amounts c…
For the persons mentioned in 1° to 2°e, 6°, with the exception of financial investment advisors and providers of participative financing services in respect of their activities mentioned in Article L.…
For the purposes of III of Article L. 561-36-3, the decision of the sanctioning authority is published : 1° On the website of the Conseil national des barreaux for lawyers; 2° On the website of the Co…
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