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Showing 2911–2920 of 64611 articles for “Art. al. 5 and D 227-3”
The investment services referred to in Article L. 321-1 are defined as follows:1. The service of reception and transmission of orders on behalf of third parties is the act of receiving and transmittin…
The ceilings set in application of article L. 315-9 are as follows: 1° The maximum monetary value stored in electronic form and usable by means of a physical medium is set at 10,000 euros ; 2° The max…
The rights of access and rectification provided for respectively in articles 39 and 40 of the aforementioned Act of 6 January 1978 may be exercised with the Banque de France and the persons having app…
Associations shall report annually on their activities in accordance with the procedures laid down by order in the forms provided for in article D. 452-5. Associations shall draw up annual accounts. T…
Direct marketers who are natural persons and natural persons with the power to manage or administer legal entities authorised under I of Article L. 341-4 must meet the following conditions:1° Be of le…
Approval may be withdrawn, after consultation with the public prosecutor and the Autorité des marchés financiers, if the association no longer meets one of the conditions for approval. The association…
The Autorité des marchés financiers shall inform the European Commission and the European Securities and Markets Authority without undue delay of any measure taken pursuant to the second paragraph of…
The authorisation of associations whose express statutory purpose is the defence of investors in transferable securities or financial products provided for in the third paragraph of Article L. 452-1 m…
The threshold referred to in 2° of article L. 411-2 is set at 8 million euros.
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
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