Article L522-14
…dequate level of own funds. The conditions for application of this article and, in particular, the methods of calculation relating to the capital requirements applicable to institutions which provide…
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Showing 111–120 of 20743 articles for “Art. n° 13-27.525 et 14-10.907”
…dequate level of own funds. The conditions for application of this article and, in particular, the methods of calculation relating to the capital requirements applicable to institutions which provide…
…son or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des marchés financiers. These offices shall state t…
…shall keep a record, including the document or documents approved by themselves and their clients, setting out the rights and obligations of the parties and the other conditions under which the former…
The persons mentioned in 1° to 7° bis of Article L. 561-2 do not keep anonymous accounts or savings books.
…person. II. - The provisions of this chapter do not apply to central depositories and managers of settlement and delivery systems for financial instruments.
Legal entities found to be criminally liable, under the conditions set out in article 121-2 of the French Criminal Code, for the offences defined in article L. 573-12 shall incur, in addition to the f…
…ffence, or of the item that is the product of the offence, with the exception of items that may be returned;5° Display or dissemination of the decision handed down in accordance with the conditions se…
Failure by the directors of a financial holding company, a parent company of a finance company or a mixed financial holding company to prepare accounts in consolidated form, in accordance with article…
I. - The Authority may set up one or more Advisory Commissions.At least one commission shall be set up to give an opinion on the lists, models, frequency and deadlines for transmitting the documents a…
…ulatory provisions or professional rules designed to protect investors against insider dealing, market manipulation and unlawful disclosure of inside information mentioned in c and d of II of Article…
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