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Showing 5801–5810 of 17805 articles for “Art. n° 15-16.826 et 15-16.827”
When entering into a relationship, an investment services provider other than an asset management company shall collect relevant information relating to the identity and legal capacity of any new clie…
…referred to in j of 2° of Article L. 531-2 ; h) (Repealed) ;2. The French State, the Caisse de la dette publique, the Caisse d'amortissement de la dette sociale, the Banque de France, the Institut d'…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
The other convertible instruments referred to in 3° of Article L. 533-30-11 that may be used for the allocation of variable compensation are the only instruments that may be fully converted into Tier…
…n Article L. 542-1, applicants must submit their application to the Autorité de contrôle prudentiel et de résolution. The application for authorisation and subsequent amendments are subject to the con…
…services referred to in article L. 547-4 relates exclusively to offers of shares in cooperative societies constituted in the form of a public limited company covered by article 11 of law no. 47-1775 o…
…directorships provided for in II to IV of article L. 533-26 apply within an investment firm that meets one of the following conditions:1° The balance sheet total, corporate or consolidated, exceeds f…
…t on its application and, where applicable, a list of the provisions from which he has deviated, together with the reasons and the measures taken in substitution, as referred to in the first paragraph…
Pursuant to I of Article L. 546-1, an agreement is entered into between the body referred to inArticle L. 512-1 of the Insurance Code and the Autorité des marchés financiers. This agreement shall stip…
…e granted as part of the authorisation procedure as an investment service provider other than an asset management company. Where the applicant has been authorised as an investment service provider oth…
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