Article R519-12
…red to in article R. 519-11-3 is to enable intermediaries to acquire legal, economic and financial skills prior to engaging in their activity and to maintain these skills during their activity. To thi…
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Showing 2661–2670 of 8984 articles for “Art. n° 22-18436 · AFNOR NF K 12-500”
…red to in article R. 519-11-3 is to enable intermediaries to acquire legal, economic and financial skills prior to engaging in their activity and to maintain these skills during their activity. To thi…
…pplication for approval. Where the application is incomplete, this period runs from receipt of the information required for its decision. However, the total period allowed for the Authority to notify…
In the second month of the year following each financial year, the Director General shall send to the administrators and establishments for which Caisse des Dépôts et Consignations is responsible for…
The Autorité des marchés financiers will notify the applicant of its decision within three months of the date of receipt of the file that complies with the standard file.The AMF may extend this period…
…n Article L. 561-2 shall: 1° Before entering into a business relationship, collect and analyse the information necessary to understand the purpose and nature of the business relationship; 2° Throughou…
The supervisory board shall set up an audit committee responsible, in particular, for issuing an opinion, prior to their adoption, on draft budgets and reports on budget implementation.The internal re…
…he credit institution, finance company, electronic money institution, payment institution or undertaking concerned and shall then have a period of three months in which to make known its decision to l…
The Ombudsman shall receive compensation set by the Chairman of the Autorité des marchés financiers, after consulting the Board.
…authorised to operate. They are carried out and accounted for in accordance with commercial and banking rules and practices.
…and column of the same table:Applicable articlesIn the wording resulting from the decreeD. 214-187-1n° 2014-87 of 30 January 2014D. 214-188 and D. 214-195no. 2013-687 of 25 July 2013D. 214-202-1n° 201…
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