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Showing 4341–4350 of 56760 articles for “Art. n°² 96-17.280 and 97-13.423”
…lication to the Autorité de contrôle prudentiel et de résolution. The application for authorisation and subsequent amendments are subject to the conditions and procedures set out in Articles L. 532-1…
The activity of providers of participative financing services referred to in article L. 547-4 relates exclusively to offers of shares in cooperative societies constituted in the form of a public limit…
…estment firm is of significant importance in view of its internal organisation or the nature, scale and complexity of its activities.Provisional administrators appointed to investment firms are not, i…
…ndication of the code of conduct to which the voting consultant refers, a report on its application and, where applicable, a list of the provisions from which he has deviated, together with the reason…
…an agreement is entered into between the body referred to inArticle L. 512-1 of the Insurance Code and the Autorité des marchés financiers. This agreement shall stipulate the frequency of payment of…
…licant has been authorised as an investment service provider other than an asset management company and is applying for authorisation to provide one or more data communication services within the mean…
…agreement drawn up on a durable medium shall specify the financial instruments, investment services and transactions concerned.
By way of derogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
…referred to in Article L. 533-30 with the long-term interests of the investment firm, its creditors and its clients, as referred to in the same Article.
…pose of verifying the good repute conditions referred to in articles L. 519-3-3, L. 541-2, L. 541-7 and article L. 548-4, the body referred to in I of article R. 546-1 shall request the bulletin no. 2…
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