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Showing 4841–4850 of 56760 articles for “Art. n°² 96-17.280 and 97-13.423”
At the request of a competent authority of a trading venue on which an investment services provider other than an asset management company uses algorithmic trading as a member or client of that venue,…
The agreements mentioned in the fourth paragraph of article L. 632-16 are published in the Journal officiel de la République française.
Any manager of a person referred to in I and II of article L. 612-2 who fails to produce a recovery plan prescribed in accordance with the provisions of article R. 612-30 or fails to implement it with…
…application of the provisions of Books I to VI of the regulatory part of this Code in New Caledonia and French Polynesia, subject to the adaptations in this Book :1° References to the provisions of th…
The Institut d'émission d'outre-mer's operating account balances are deposited with the Treasury.
…authorities to ensure that the sanctions or measures it has adopted pursuant to Articles L. 633-12 and L. 633-13 are effective.
The registered office of the Institut d'émission d'outre-mer may be transferred by decision of the Supervisory Board.The Institut may only open branches in its issuing area.
The cooperation between competent authorities provided for in Articles L. 633-5 and L. 633-6 is carried out under the following conditions:1° Without prejudice to their respective responsibilities, th…
Pursuant to Article L. 633-7, the Autorité de contrôle prudentiel et de résolution or, where applicable, the Autorité des marchés financiers, as coordinator, shall provide the Joint Committee of Europ…
…the penalties listed in this Title, the following are deemed to be company directors: the chairman and managing director, the chairman, the directors, the managing directors, the deputy managing dire…
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