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Showing 4691–4700 of 13190 articles for “Art. professional status not enough”
…e bonds or profit-sharing securities, as well as in current account advances in companies which are not admitted to trading on a financial instruments market within the meaning of I of Article L. 214-…
The management company reports to unitholders on the appointment of its corporate officers and employees to the positions of manager, director, member of the management board or member of the supervis…
…32-21, R. 214-32-29, R. 214-32-32 to R. 214-32-36, R. 214-32-38 to R. 214-32-40 and R. 214-32-42 do not apply to risk mutual funds. II. - The assets of a fonds commun de placement à risques may be inv…
…management company enters into forward purchase or sale transactions involving securities which are not admitted to trading on a financial instruments market within the meaning of I of article L. 214-…
…L. 214-28.The fund rules define the terms and conditions under which interest is charged on amounts not paid by the due date set by the management company.II. - (Repealed)III. - At the end of the subs…
…n of the Autorité des marchés financiers, the limits defined in articles R. 214-96 and R. 214-97 do not apply to units or shares of French UCITS covered by sub-section 1 or FIAs covered by paragraph 1…
The commitment of an undertaking for collective investment in transferable securities is the higher of : - the undertaking's potential loss measured at any time; and - the product of the leverage prov…
…2° Money market instruments referred to in 2° of I of article L. 214-24-55 whose remuneration does not depend, directly or indirectly, on the value of one or more financial contracts;3° Bonds traded…
An undertaking for collective investment in real estate may receive or grant security interests in immovable property or rights in rem referred to in 1° of I of article L. 214-36 or in the units or sh…
…t takes appropriate account of the risk that its counterparty may hold information to which it does not have access; 2° The issuers on which the credit risk is based may be : a) One or more States ; b…
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