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Showing 3951–3960 of 58065 articles for “Art. s 15 and 17”
In all cases where the provisions relating to companies and financial securities require the surname, first names and domicile of the holder of the security to be indicated, and for all transactions c…
Unless otherwise stipulated in the fund rules, unitholders or their beneficiaries may not cause the fund to be split.
The Autorité des marchés financiers defines the conditions under which general-purpose investment funds must inform investors and may be advertised, in particular by audiovisual means, or canvassed.Th…
Statutory auditors are required to report as soon as possible to the Autorité des marchés financiers any fact or decision concerning the UCITS of which they have become aware in the course of their du…
In their respective roles, the portfolio management company and the custodian shall act honestly, fairly, professionally, independently and in the best interests of the AIF and the unitholders or shar…
General purpose investment funds and their management companies shall act independently and solely in the interests of their unitholders or shareholders. They must offer sufficient guarantees with reg…
I. - When the feeder general-purpose investment fund and the master AIF or UCITS do not have the same depositary, their depositaries shall enter into an information exchange agreement in order to ensu…
Where one or more sub-funds are formed within a general-purpose investment fund, they are individually subject to the provisions of this Code governing that fund.
Where a fonds commun de placement à risques is a master FIA, the feeder undertakings for collective investment are subject to the holding, marketing, advertising and canvassing rules applicable to the…
I. - Innovation mutual funds are venture capital mutual funds at least 70% of whose assets consist of financial securities, limited liability company shares and current account advances, as defined in…
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