Article D532-37
I. - On receipt of an application for authorisation as referred to in Article L. 532-49, the Autorité de contrôle prudentiel et de résolution shall check that it is complete and, if so, shall proceed…
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Showing 7351–7360 of 58065 articles for “Art. s 15 and 17”
I. - On receipt of an application for authorisation as referred to in Article L. 532-49, the Autorité de contrôle prudentiel et de résolution shall check that it is complete and, if so, shall proceed…
The association verifies that its members and the staff concerned comply with the obligations relating to training and continuing professional development set out in articles L. 314-24 and R. 519-15-1…
The amount stipulated in the last paragraph of article L. 526-19 is set at 100,000 euros.
I. - To obtain authorisation as an investment firm, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application drawn up in accordance with the conditions laid down i…
I. - Any portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte or Saint-Martin, wishes for the first time to ma…
A branch authorised in accordance with Article L. 532-48 shall report the following information annually to the Autorité de contrôle prudentiel et de résolution, which shall inform the Autorité des ma…
The provisions of Articles R. 533-1, R. 612-34, R. 612-36 to R. 612-50 and R. 613-10 to R. 613-23 also apply to the persons mentioned in Article 4 of Article L. 440-2.The Autorité de contrôle prudenti…
The association verifies that the staff of its members subject to the requirement of good repute referred to in articles L. 500-1, L. 519-3-3 and R. 519-6 meet this requirement. To this end, any perso…
Following its audits, the association recommends any compliance measures to its members and ensures that they are followed up.
The Autorité de contrôle prudentiel et de résolution shall immediately inform the public of the withdrawal of authorisation by means of a press release posted on its website. It will also inform the b…
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