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Showing 1231–1240 of 56769 articles for “Art. s. 1130 and 1133”
No creditor of an originator, of an investment services provider other than a portfolio management company referred to in Article L. 440-7, of a member of a clearing house or, as the case may be, of t…
…1-1, may, at any stage of the proceedings, request the opinion of the Autorité des marchés financiers. This opinion must be sought when proceedings are instituted pursuant to Articles L. 465-1 to L. 4…
…he measures taken to avoid having a significant effect on the price of these agricultural commodities. This report shall include information, by category of underlying, on the financial futures instru…
…cle 226-13 of the French Criminal Code shall apply if the members of the administrative, management and supervisory bodies, managers, employees or agents of market undertakings violate the professiona…
Article L. 533-22-1 is applicable to credit institutions and investment firms for their activities of portfolio management on behalf of third parties and investment advice within the meaning of Articl…
…use, all obligations arising from transactions entered in the name of third parties in their accounts. Payment of sums due in this respect may not be deferred. Any clause to the contrary is deemed unw…
…ch issuers whose equity securities or debt securities with a nominal value of less than 1,000 euros and which are not money market instruments, within the meaning of Directive 2004/39/EC of the Europe…
The Legal and Administrative Information Directorate is responsible for the centralised storage of regulated information, as provided for in Article 21 of Directive 2004/109/EC of the European Parliam…
An association taking legal action under articles L. 452-2 and L. 452-3 may bring a civil action before the examining magistrate or the court in the place where the defendant has its registered office…
…45-2 of the French Commercial Code sets out the penalties for advertising subscriptions to securities.
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