Article L621-15-2
Where an institution mentioned in Article L. 370-1 of the Insurance Code and offering the operations mentioned in Articles L. 3334-1 to L. 3334-9 and L. 3334-11 to L. 3334-16 of the Labour Code has br…
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Showing 2411–2420 of 56769 articles for “Art. s. 1130 and 1133”
Where an institution mentioned in Article L. 370-1 of the Insurance Code and offering the operations mentioned in Articles L. 3334-1 to L. 3334-9 and L. 3334-11 to L. 3334-16 of the Labour Code has br…
The Autorité des marchés financiers is responsible for applying the provisions of Articles 4, 5, 9 and 10 of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on…
The Autorité des marchés financiers is the competent authority within the meaning of Article 29(4) and (5) of Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 201…
…by any means capable of establishing the date of receipt, to the following operators: 1° Operators and natural or legal persons offering online investment services that are not authorised pursuant to…
…authority within the meaning of Article 40 of Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and contrac…
…ité financière supervises the financial system as a whole, with the aim of preserving its stability and its ability to make a sustainable contribution to economic growth. In this capacity, it defines…
…of investigating market abuse as defined by Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
…ator for a person referred to in Article L. 543-1, to whom all powers of administration, management and representation of the legal entity shall be transferred. The provisional administrator shall dis…
…if it decides to initiate sanction proceedings, it notifies the persons concerned of the objections. It forwards the statement of objections to the Enforcement Committee, which appoints a rapporteur…
…r notification provided for in Article 16 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
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