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Showing 4671–4680 of 57736 articles for “Art. s. 1133 and 13”
…té des marchés financiers shall cooperate with the competent bodies for the supervision, management and regulation of the physical agricultural markets, designated under the conditions laid down in Re…
When the persons and entities mentioned in II of Article L. 621-9 provide their services on the Internet, investigators and auditors may, in order to access the information and elements available on t…
…the information required by law or regulation. It verifies the information published by these issuers. To this end, it may require issuers, the persons that control them or are controlled by them and…
…ph of Article L. 621-18-3, the AMF shall report on the application of Articles L. 544-3 to L. 544-6 and may approve any recommendation it deems useful.
Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement C…
…d may publish a statement specifying the identity of the natural person or legal entity in question and the nature of the breach. II. - After giving the person concerned the opportunity to present its…
It is punishable by the penalties laid down in Article 226-13 of the Criminal Code for the directors or officers of the persons mentioned in Article 16 of Regulation (EU) No 596/2014 of the European P…
…Autorité des marchés financiers may, after obtaining the opinion of the Banque de France, certify standard contracts for transactions in financial instruments or units referred to inArticle L. 229-7 o…
…Article 18 of Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, management and other aspects of the auctioning of greenhouse gas emission allowances. The General Regulation sp…
…authority, within the meaning of Article 67(1) of Directive 2014/65/ EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92…
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