Article L613-55-13
…Where a commitment governed by the law of a third country is not excluded under I of Article L. 613-55-1 or does not constitute a deposit mentioned in the first indent of 6° of I of Article L. 613-…
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Showing 651–660 of 57736 articles for “Art. s. 1133 and 13”
…Where a commitment governed by the law of a third country is not excluded under I of Article L. 613-55-1 or does not constitute a deposit mentioned in the first indent of 6° of I of Article L. 613-…
…ay hold at any time. III - The Autorité des marchés financiers shall notify the European Securities and Markets Authority and, where applicable, the competent authorities of other Member States of the…
…by any means capable of establishing the date of receipt, to the following operators: 1° Operators and natural or legal persons offering online investment services that are not authorised pursuant to…
…ator for a person referred to in Article L. 543-1, to whom all powers of administration, management and representation of the legal entity shall be transferred. The provisional administrator shall dis…
…421-1 when the conditions of Articles 42 of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 are met. II.The AMF may suspend the marketing or sale of financial…
The Chairman or Secretary General of the Autorité des marchés financiers may order the suspension or dismissal of a person referred to in Article L. 421-7, if that person no longer fulfils the conditi…
…cting on its behalf is responsible, it shall immediately inform the Autorité des marchés financiers and, if necessary, the competent authorities of the European Union AIF or of a State party to the Ag…
…s or shares or the issue of new units or shares of an AIF when exceptional circumstances so require and if the interests of unitholders, shareholders or the public so dictate.It may also require an en…
…its or shares in an undertaking for collective investment when exceptional circumstances so require and if the interests of unitholders, shareholders or the public so dictate. It may also require an e…
…egulations, laws, regulations or professional rules approved by the Autorité des marchés financiers and the nature of the breach.
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