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Showing 3171–3180 of 64444 articles for “Art. s. 1341-2 and 2224”
The provisions of Articles L. 532-23 and L. 532-24 apply ipso jure to the provision of the investment services mentioned in Article L. 321-1. They may also apply to the joint provision of related serv…
…iel et de résolution or the Autorité des marchés financiers finds that an ISP with a branch in mainland France, Guadeloupe, French Guiana, Martinique, Reunion, Mayotte or Saint-Martin is not complying…
…e Autorité de contrôle prudentiel et de résolution or the Autorité des marchés financiers has clear and demonstrable grounds for believing that an investment service provider operating under the freed…
…ers other than portfolio management companies that design financial instruments for sale to clients and investment service providers that offer, recommend or market financial instruments are not subje…
…n receives an application for approval or exemption from approval referred to in Articles L. 517-13 and L. 517-14 from a financial holding company or mixed financial holding company established in ano…
…l holding company or on supervisory measures equivalent to those provided for in Articles L. 517-16 and L. 517-17, the Autorité de contrôle prudentiel et de résolution shall provide all the cooperatio…
…eholders involved, any natural or legal person authorised to exercise voting rights on their behalf and, where applicable, all companies through which voting rights are effectively held;3° The date on…
…ary established in a third country is subject to : 1° The existence of arrangements for cooperation and exchange of information between the competent authorities of the Member States in which the unit…
…ions mentioned below, the latter is taken into account for the application of articles R. 214-32-24 and R. 214-32-41. These conditions are as follows1° As a result of its presence, all or part of the…
…a of article L. 511-6 may be granted when the lending company or a member of its group, on the one hand, and the borrowing company or a member of its group, on the other hand, are economically linked…
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