Article L531-6
I. Changes in the ownership structure of an investment firm must be notified to the Autorité de contrôle prudentiel et de résolution. The acquisition or extension of direct or indirect shareholdings i…
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Showing 2011–2020 of 56844 articles for “Art. s. 150 U and 150 VC”
I. Changes in the ownership structure of an investment firm must be notified to the Autorité de contrôle prudentiel et de résolution. The acquisition or extension of direct or indirect shareholdings i…
I. - Authorisation to provide one or more investment services by a credit institution may be granted to legal entities having their registered office in France or to branches established in France of…
Without prejudice to the provisions of Article 26-6 of Law No 47-1775 of 10 September 1947 on the Statute for a Cooperative Society, the Autorité des marchés financiers is competent to oppose, in acco…
…portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité de contrôle prudentiel et de ré…
…apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to in I of article L. 511-10; 3° Branche…
A decree of the Conseil d'Etat shall determine the procedures to be followed by the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers in exercising the powers ve…
…services within the limits of the legislative provisions which, where applicable, govern them, without being subject to the authorisation procedure provided for in Article L. 532-1 but without being a…
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
…ovide investment services, investment services providers other than portfolio management companies must obtain authorisation. This authorisation is issued by the Autorité de contrôle prudentiel et de…
When investment firms open information, liaison or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des mar…
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