Article R561-20-4
I.-The persons referred to in Article L. 561-2 shall define and implement procedures enabling them to determine whether the transaction they are carrying out is one of those referred to in 3° of Artic…
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Showing 5271–5280 of 57415 articles for “Art. s. 150 U and 200 B”
I.-The persons referred to in Article L. 561-2 shall define and implement procedures enabling them to determine whether the transaction they are carrying out is one of those referred to in 3° of Artic…
The persons mentioned in 2° to 2°e and 3°a of Article L. 561-2 shall take measures to determine whether the beneficiaries of life insurance or capitalisation contracts and, where applicable, their ben…
For avocats au Conseil d'Etat et à la Cour de cassation and avocats, except where they act as fiduciaries, the person responsible for responding to any request from the department referred to in Artic…
…in Article L. 561-2 is a collective investment scheme within the meaning of I of Article L. 214-1, "beneficial owner" within the meaning of 1° of Article L. 561-2-2, means the natural person(s) who ei…
For the application of 2° of I of Article L. 561-5, and when the measures provided for in 1° to 4° of Article R. 561-5-1 cannot be implemented, the persons referred to in Article L. 561-2 shall verify…
When a collective investment management company distributes the units or shares of a collective investment scheme through the intermediary of a person referred to in 1° to 6° bis of Article L. 561-2 w…
…the application of Article L. 561-6, the persons mentioned in Article L. 561-2 shall implement measures to ensure that the transactions carried out in respect of a business relationship are consisten…
To obtain the authorisation referred to in Article L. 54-10-5, applicants must send the AMF a complete file containing the following information: I.-General information, in particular: 1° Its name or…
The threshold mentioned in the second paragraph of Article L. 561-13 is set at 2,000 euros per session. The threshold referred to in the third paragraph of Article L. 561-13 is set at €2,000 per sessi…
The customers referred to in 2° of Article L. 561-9 are: 1° The persons referred to in 1° to 6° bis of Article L. 561-2 established in France, in another Member State of the European Union or in a Sta…
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