Article L541-5
Financial investment advisers must comply with the provisions of this subsection at all times. Financial investment advisers shall inform the association to which they belong of any change in the info…
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Showing 2961–2970 of 63274 articles for “Art. s. 1833 and 1844-10 · Cass. 3e civ. 5 July 2000”
Financial investment advisers must comply with the provisions of this subsection at all times. Financial investment advisers shall inform the association to which they belong of any change in the info…
The AMF verifies that the planned offer meets the safeguards required for a public offer, and in particular that the issuer of the tokens: 1° Is a legal entity established or registered in France; 2°…
The conditions set out in Chapters II, IV and V of Regulation (EU) 2020/1503 of 7 October 2020 are applicable to the provision of the services mentioned in Article L. 547-4, provided that the project…
…ivil liability in the event of a breach of their professional obligations, as defined in article L. 548-6. II. - A decree lays down the conditions for application of this article, in particular the mi…
…manager by a court decision taken after obtaining the opinion of the Autorité des marchés financiers. The provisions of article L. 823-3-1 of the Commercial Code are applicable to intermediaries in m…
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
…r or assisting them in preparing or carrying out a transaction, the persons mentioned in Article L. 561-2 : 1° Identify their customer and, where applicable, the beneficial owner within the meaning of…
…the application of this chapter, in particular the conditions under which the bodies, institutions and services governed by Title I of this Book are required to apply the measures prohibiting the mov…
The provisions of articles L. 820-5, L. 820-6 and L. 820-7 of the French Commercial Code apply to the statutory auditors of credit institutions, finance companies, investment firms, electronic money i…
…he annual accounts of the firm or company in accordance with the conditions laid down in Article L. 533-5 is punishable by a fine of 15,000 euros.
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