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Showing 2761–2770 of 60910 articles for “Art. s. 1843-4 and 1592”
…person subject to the resolution procedure to submit to it, within a period that it shall determine and which may not be less than one month, a draft trust agreement covering the commitments and asset…
Credit institutions and finance companies shall put in place systems, strategies and procedures, which shall be subject to the regular internal control referred to in Article L. 511-55, enabling them…
The Autorité de contrôle prudentiel et de résolution shall assess and monitor the systems, strategies and procedures implemented by credit institutions and finance companies to identify, measure and m…
I. - Credit institutions and finance companies are subject to an additional capital requirement over and above the requirements laid down respectively in part three of Regulation (EU) No 575/2013 of t…
Portfolio management companies shall set a target for balanced representation of women and men among the teams, bodies and managers responsible for making investment decisions. The results obtained ar…
…provision of execution services or research services or materials, the investment service provider and the research provider enter into an agreement specifying the portion, attributable to the resear…
…ary established in a third country is subject to : 1° The existence of arrangements for cooperation and exchange of information between the competent authorities of the Member States in which the unit…
…be marketed, no later than twenty working days after the date of receipt of the notification letter and all the documents making up the file.
The notification referred to in Article D. 214-32-7-1 shall be made as soon as possible and no later than ten working days after the acquisition of control.
Silence on the part of the administration shall constitute a decision to reject : 1° Applications for initial approval of the rules of a regulated market made pursuant to the third paragraph of Articl…
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