Article R532-25-1
…ends to establish a branch ;2° A programme of operations setting out, in particular, the investment and other services it intends to provide and identifying the AIF it intends to manage;3° The organis…
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Showing 2111–2120 of 69028 articles for “Art. s. 1844-15-1 and 1844-15-2”
…ends to establish a branch ;2° A programme of operations setting out, in particular, the investment and other services it intends to provide and identifying the AIF it intends to manage;3° The organis…
…23 are subject to the procedure provided for in I ofArticle L. 511-27, subject to the observations and opinions of the Autorité des marchés financiers provided for in this sub-paragraph.Credit instit…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
…nformation to the Autorité des marchés financiers: 1° The identity of the persons referred to in 1° and 2° of Article L. 54-10-3, documents relating to the good repute of these persons, in particular…
…ruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
…ther body exercising equivalent supervisory functions shall have adequate access to the information and documents necessary to supervise and monitor management decisions.
…urse may also take into account the failure to comply with the requirements relating to good repute and competence applicable to the person concerned.
…the application of Articles L. 561-7, L. 561-20, 3° of Article R. 561-5-2, 2° of Article R. 561-5-3 and Article R. 561-9, the persons mentioned in Article L. 561-2 concerned shall assess the level of…
…ferred to in the third paragraph of Article L. 561-13 is set at €2,000 per session for gaming clubs and €2,000 per transaction for other groups and companies organising games of money and chance and s…
…the persons mentioned in Article L. 561-2 shall implement the measures for identifying the customer and the beneficial owner in accordance with the procedures provided for in Article R. 561-5, as well…
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