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Showing 3371–3380 of 69028 articles for “Art. s. 1844-15-1 and 1844-15-2”
By way of derogation from I and II of article R. 214-32-29, corporate mutual funds may hold, without limitation, transferable securities issued by the company or by a company belonging to the same gro…
(1) A specialised financing vehicle may issue negotiable debt securities and bonds or debt securities issued under foreign law. (2) The vehicle's regulations or articles of association shall specify t…
The annual and half-yearly reports referred to in article L. 214-162-10 are made available at the company's registered office and are communicated by any means to the shareholders, respectively within…
…y by the securitisation undertaking, including through any third party entity. The following assets and transactions are excluded from the calculation of the 50% proportion referred to in Article D. 2…
When the Autorité de contrôle prudentiel et de résolution assesses the good repute of the persons mentioned in Article L. 511-51 in accordance with Articles L. 511-10 or R. 511-3-1, it consults the ce…
…to carry on business;2° A programme of operations specifying in particular the investment services and related services that the company will provide in the host State and whether it plans to do so u…
…referred to in Article L. 533-30 with the long-term interests of the investment firm, its creditors and its clients, as referred to in the same Article.
Investment firms, other than portfolio management companies, publish in their annual report the return on their assets, calculated by dividing their net profit by their balance sheet total.
For the application of 2° of Article L. 561-10 and Article L. 561-13, in the event of a transaction involving the exchange of any means of payment, chips, tokens or tickets where the amount exceeds 2,…
The persons mentioned in Article L. 561-2 shall define and implement procedures, adapted to the money laundering and terrorist financing risks to which they are exposed, enabling them to determine whe…
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