Article L532-15
…es, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité de contrôle prudentiel et de résolution.
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Showing 331–340 of 69028 articles for “Art. s. 1844-15-1 and 1844-15-2”
…es, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité de contrôle prudentiel et de résolution.
…provided to them. The report shall include periodic communications to clients depending on the type and complexity of the financial instruments concerned and the nature of the service provided to clie…
…amend the information contained in the declaration.V. - The attempted transactions referred to in I and II of this Article shall be reported to the department referred to in Article L. 561-23.VI. - Th…
The penalties provided for in Article 313-1 of the Criminal Code shall apply if any person engages in the activity of intermediary in equity financing in breach of Articles L. 548-1 to L. 548-4.
Legal entities found to be criminally liable, under the conditions set out in Article 121-2 of the French Criminal Code, for the offence provided for in Article L. 572-13 of this Code are liable to :1…
A decree in the Conseil d'Etat shall lay down the procedures for applying the provisions of this chapter.
Any natural person who engages in the business of intermediary in banking and payment services without complying with the obligation set out in the first paragraph of Article L. 519-2 is liable to two…
…eral, is appointed by the chairman of the Autorité, after receiving the assent of the vice-chairman and approval by the ministers responsible for the economy, social security and mutual insurance. The…
…if it decides to initiate sanction proceedings, it notifies the persons concerned of the objections. It forwards the statement of objections to the Enforcement Committee, which appoints a rapporteur…
For the purposes of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 633-5 with…
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