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Showing 1111–1120 of 56768 articles for “Art. s. 1846 and 1852”
The operator of the multilateral trading facility shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its facility. When a financial…
…does not commit its own capital or trade by matching with its own account on the platforms it manages. Proprietary trading is a form of trading in which a person, the facilitator, acts as an intermedi…
…ply a market-making strategy, within the meaning of 3° of Article L. 533-10-3, on the trading venue and shall put in place arrangements to ensure that a sufficient number of investment service provide…
…commercial company. Where the market undertaking manages a regulated market, its registered office and effective management are established in mainland France or in the overseas departments or the De…
Members of the administrative, management and supervisory bodies, managers, employees and agents of market undertakings are bound by professional secrecy.
…t, the market undertaking shall draw up the rules of the market. These rules, which are transparent and non-discretionary, ensure fair and orderly trading and set objective criteria for the efficient…
Failure to comply with any of the obligations mentioned in the first, second, third and last paragraphs of II of article L. 312-1-1 and, where the customer is an individual acting for non-business pur…
The following offences are punishable by six months' imprisonment and a fine of €7,500 1° Any person who engages in the activity of canvassing for banking or financial services as defined in article L…
…on (EU) No 2017/1129 of 14 June 2017 or the General Regulation of the Autorité des marchés financiers. Where it includes a summary, it must be accompanied, in the cases defined by the same General Reg…
…ortfolio management company authorised to provide the investment services referred to in Articles 8 and 9 of Article L. 321-1.A member of a trading venue is a member of a regulated market or a multila…
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