Article L621-20-1
…és financiers becomes aware of a crime or offence, it must immediately notify the public prosecutor and forward to the latter all information, reports and documents relating thereto. Subject to the pr…
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Showing 4841–4850 of 57722 articles for “Art. s. 19 and 21”
…és financiers becomes aware of a crime or offence, it must immediately notify the public prosecutor and forward to the latter all information, reports and documents relating thereto. Subject to the pr…
Legal entities whose registered office is in France and whose securities are admitted to trading on a regulated market shall make public the information required by the report referred to in the last…
…the proper functioning of that market. This article applies to AIFs 1° Relevant to II of Article L. 214-24, excluding those mentioned in its last paragraph, and excluding AIFs relevant to I of Article…
…d facts, the criminal court may order that the financial penalty be deducted from the fine it imposes.
…an of the Autorité des marchés financiers or his representative may be present at the court hearing and may file submissions and develop them orally.
…uthority within the meaning of Article 32 of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps.II.…
…tion report drawn up by the AMF reveals breaches by a person referred to in 9° of II of Article L. 621-9, in II of Article L. 621-15, except in the case of breaches referred to in f of II of the same…
Where an institution mentioned in Article L. 370-1 of the Insurance Code and offering the operations mentioned in Articles L. 3334-1 to L. 3334-9 and L. 3334-11 to L. 3334-16 of the Labour Code has br…
The Autorité des marchés financiers is responsible for applying the provisions of Articles 4, 5, 9 and 10 of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on…
The Autorité des marchés financiers is the competent authority within the meaning of Article 29(4) and (5) of Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 201…
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