Article L541-7
Financial investment advisers are subject to the disqualifications set out in article L. 500-1.
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Showing 1931–1940 of 15298 articles for “Art. s. 2003 et seq.”
Financial investment advisers are subject to the disqualifications set out in article L. 500-1.
Tied agents may not receive funds or financial instruments from their principal's customers if the principal is not a credit institution.
…egistered in the single register provided for in article L. 512-1 of the Insurance Code.A Conseil d'Etat decree shall specify the conditions for registration in this register and determine the informa…
I. - Participative finance intermediaries must be able to provide evidence at all times of an insurance policy covering them against the financial consequences of their professional civil liability in…
…rs must at all times have: 1° Professional indemnity insurance or own funds, the level of which is set by the General Regulation of the Autorité des marchés financiers; 2° Adequate security and intern…
…manager by a court decision taken after obtaining the opinion of the Autorité des marchés financiers. The provisions of article L. 823-3-1 of the Commercial Code are applicable to intermediaries in m…
…informed of the results of the offer and, where applicable, of the organisation of a secondary market for the tokens in accordance with the procedures specified in the General Regulations of the Auto…
…s chapter. The minimum level of cover that must be provided by professional indemnity insurance is set by decree, depending on the legal form in which the advisory activity is carried out and the prod…
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
It is forbidden for any person other than one of the persons mentioned in the first paragraph of I of Article L. 546-1 to use a name, a company name, an advertisement or, in general, expressions that…
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