Article L532-28
In this section and for the application of the provisions relating to AIFM established in a third country :1° The AIFM is the legal person whose regular business is the management of one or more AIF;2…
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Showing 1551–1560 of 64490 articles for “Art. s. 22 and 22-2”
In this section and for the application of the provisions relating to AIFM established in a third country :1° The AIFM is the legal person whose regular business is the management of one or more AIF;2…
…that : 1° The portfolio management company meets all the requirements laid down in the legislative and regulatory provisions applicable to portfolio management companies managing AIFs, with the excep…
…visions of Articles L. 532-16 to L. 532-27: 1° a) The French State, the Caisse de la dette publique and the Caisse d'amortissement de la dette sociale ;b) The Banque de France ;c) The Institut d'émiss…
…vices provider other than a portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin and which is…
…s referred to in Article L. 532-18-1 shall send the Autorité des marchés financiers, at its request and for statistical purposes, periodic reports on the activities of their branch. The Autorité des m…
…e persons who effectively manage the business of the firm within the meaning of Article L. 532-2 .4 and the members of the board of directors, the supervisory board, the management board or any other…
…ce arrangements including, in particular, a clear organisation ensuring a well-defined, transparent and consistent division of responsibilities, effective procedures for identifying, managing, monitor…
I.-In an investment firm, the following persons must at all times be of sufficiently good repute and have the knowledge, skills and experience required to perform their duties: 1° Members of the Board…
…ment companies are prohibited from receiving deposits of funds, securities or gold from their clients.
A decree of the Conseil d'Etat shall specify the conditions of application of this sub-section.
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