Article L533-24-1
…ces providers offering, recommending or marketing financial instruments: 1° Ensure that they understand the characteristics of these financial instruments and assess their compatibility with the needs…
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Showing 1191–1200 of 57563 articles for “Art. s. 24 and 31”
…ces providers offering, recommending or marketing financial instruments: 1° Ensure that they understand the characteristics of these financial instruments and assess their compatibility with the needs…
Sub-sections 2, 3 and 4 of this section do not apply to class 3 investment firms. Where a class 2 investment firm finds that it qualifies as a class 3 investment firm, subsections 2, 3 and 4 cease to…
…underlying the financial contracts is taken into account for the application of the provisions of I and II of article R. 214-32-29 and of article R. 214-32-33. When these financial contracts are based…
…sional fund. The loan mentioned in article R. 214-203-6 does not concern the issue of debt securities.
…s whose disposal would not be in the best interests of investors pursuant to Article L. 214-190-2-1 and the new specialised finance company have the same portfolio management company, the same asset c…
(1) A specialised financing vehicle may issue negotiable debt securities and bonds or debt securities issued under foreign law. (2) The vehicle's regulations or articles of association shall specify t…
…ecialised finance vehicle may give rise to requests for redemption by their holders or shareholders and the debt securities issued may give rise to requests for early redemption, on the basis of the n…
…f the specialised finance company referred to in Article L. 214-190-2 shall be filed with the Trade and Companies Register. It shall be signed by the members or shareholders and must contain: 1° The c…
…ialised financing vehicle is not subject to any subordination provided that the payment of interest and the repayment of principal to holders of debt securities depend on the performance of the assets…
…ssets whose disposal would not be in the interests of investors pursuant to Article L. 214-190-3-1, and the new specialised finance fund have the same portfolio management company, the same asset cust…
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