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Showing 1361–1370 of 55286 articles for “Art. s. 389 et 389-1”
I. - When the Autorité de contrôle prudentiel et de résolution initiates disciplinary proceedings against an investment services provider from another Member State of the European Union or another Sta…
…e, on the nature and extent of the authorisation of its parent company to provide investment services.
…referred to in j of 2° of Article L. 531-2 ; h) (Repealed) ;2. The French State, the Caisse de la dette publique, the Caisse d'amortissement de la dette sociale, the Banque de France, the Institut d'…
…n Article L. 542-1, applicants must submit their application to the Autorité de contrôle prudentiel et de résolution. The application for authorisation and subsequent amendments are subject to the con…
…directorships provided for in II to IV of article L. 533-26 apply within an investment firm that meets one of the following conditions:1° The balance sheet total, corporate or consolidated, exceeds f…
…t on its application and, where applicable, a list of the provisions from which he has deviated, together with the reasons and the measures taken in substitution, as referred to in the first paragraph…
…e granted as part of the authorisation procedure as an investment service provider other than an asset management company. Where the applicant has been authorised as an investment service provider oth…
…ccordance with the provisions of Article D. 533-13. An investment service provider other than an asset management company may, at the request of a professional client, treat that client as an eligible…
I. - The Autorité de contrôle prudentiel et de résolution shall collect, under the conditions defined by order of the Minister responsible for the economy, the information referred to in c and d of Ar…
…ssary knowledge, skills and experience referred to inArticle L. 533-25 with regard to financial markets, legal and regulatory requirements applicable to the investment firm, its system of governance,…
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