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Showing 1371–1380 of 55286 articles for “Art. s. 389 et 389-1”
…t receives applications for registration or renewal of registration and decides on these applications. Where applicable, it removes the name from the register or cancels the registration under the con…
…may not exceed €2,000 per lender and per project. The term of such credit may not exceed seven years. The contractual interest rate for such credit may not exceed the threshold applicable to that cat…
…erivatives, as referred to in j of 2° of Article L. 531-2 ; h) (Repealed) ;i) The Caisse des dépôts et consignations and other authorised or regulated institutional investors.2. Entities meeting at le…
…management companies shall indicate to the client, in good time before the service is provided:- whether the investment advice is provided independently ;- whether the investment advice is based on a…
The tied agents referred to inarticle L. 545-4 must not have been subject to :a) a final conviction referred to in II ofarticle L. 500-1 within the last ten years ;b) a sanction provided for in 3° to…
I.-When they present donation-based financing offers on their website that take the form of a collection open to the public, intermediaries in participative financing shall make available to the parti…
…ich they manage in the exclusive interest of the shareholders or unit-holders of these UCITS and AIFs. II.The annual report on the implementation of the shareholder engagement policy mentioned in I of…
…e deemed to constitute a decision of acceptance is four months from the date of receipt of the complete application.
The retail client may waive part of the protection afforded by the rules of conduct. In this case, the investment services provider other than an asset management company may treat the retail client a…
…providers mentioned in Article L. 547-1, the Autorité des marchés financiers shall assess the completeness of the application within twenty-five working days of receiving an application for authorisa…
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