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Showing 3421–3430 of 55286 articles for “Art. s. 389 et 389-1”
…roposed acquisition only if there are reasonable grounds for doing so based solely on the criteria set out in Article R. 532-15-1, or if the information provided by the proposed acquirer pursuant to A…
…g information:1° The State in which it intends to establish a branch ;2° A programme of operations setting out, in particular, the investment and other services it intends to provide and identifying t…
…tal of an investment firm referred to in I of Article L. 531-6, the Autorité de contrôle prudentiel et de résolution shall assess the suitability of the proposed acquirer and the financial soundness o…
Credit institutions wishing to establish a branch in application of I ofArticle L. 532-23 are subject to the procedure provided for in I ofArticle L. 511-27, subject to the observations and opinions o…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
By way of derogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
…ook. The persons referred to in 1° and 2° of Article L. 54-10-3 shall provide evidence of their competence in the form of a curriculum vitae; 4° For the services referred to in 1° and 2° of Article L.…
…in which these are applied as part of the shareholder engagement policy, in particular at general meetings of companies held under the contract; 5° An assessment of the medium- and long-term performan…
The financial futures instruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
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