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Showing 2171–2180 of 15236 articles for “Art. s. 496 et 504”
The Autorité de contrôle prudentiel et de résolution may, when the situation so warrants and under conditions laid down by decree, appoint an additional auditor to the undertakings mentioned in A of I…
…the European Parliament and of the Council of 26 June 2013, with the exception of the requirements set out in Articles 92a and 92b thereof; 2° It has breached a provision of Title I and Title III of B…
The decisions of the college of supervisors relating to a supervised person taken pursuant to this section may be communicated to the undertaking which controls it within the meaning of I of Article L…
When the Autorité de contrôle prudentiel et de résolution becomes aware of misconduct or failure to comply with the legislative or regulatory provisions applicable to statutory auditors committed by a…
A decree of the Conseil d'Etat shall determine the terms and conditions for the application of this section.
…s of intermediation.The duration of the sanctions mentioned in 3°, 4° and 7° may not exceed ten years.Where the sanction proceedings may result in the imposition of sanctions on senior executives, the…
…34 or a finance company referred to in II of Article L. 613-34, the Autorité de contrôle prudentiel et de résolution may appoint, for a period it shall determine, one or more temporary directors, whet…
I. - When the Autorité de contrôle prudentiel et de résolution pronounces the automatic transfer provided for in 14° of I of Article L. 612-33, it has recourse to the Fonds de garantie des assurances…
…rticle 18 of Regulation (EU) No 1093/2010, or an adverse development that is likely to threaten market liquidity or the stability of the financial system of another Member State of the European Union…
The Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers shall set up a joint centre responsible for 1° coordinating the proposals for supervisory priorities define…
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