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Showing 3781–3790 of 15236 articles for “Art. s. 496 et 504”
…p, the currencies or financial instruments traded, the transactions carried out, the status of the settlement agent, the risk management mechanisms, the procedures for ensuring the irrevocability of p…
…be exercised with the Banque de France and the persons having appointed or mandated the direct marketers.
…stitute a decision to reject : 1° Applications for initial approval of the rules of a regulated market made pursuant to the third paragraph of Article L. 421-10; 2° Requests to amend the rules of a re…
…wn by order in the forms provided for in article D. 452-5. Associations shall draw up annual accounts. These annual accounts include a balance sheet, a profit and loss account and notes to the account…
I. - The Autorité de contrôle prudentiel et de résolution or the European Central Bank, as the case may be, shall decide on an application for the authorisation provided for in Article L. 511-10 withi…
…y, may inform the Governor of the Banque de France, Chairman of the Autorité de contrôle prudentiel et de résolution, in advance, eight working days before the filing of the draft offer or its public…
…management decisions taken and to ensure the effective supervision and monitoring of those decisions. Membership of affiliated companies or entities is not considered incompatible with the requiremen…
…2016 and for the application of Article L. 424-7, the multilateral trading facility as a growth market for small and medium-sized enterprises must meet the following conditions:1° Appropriate criteria…
…Council of 4 July 2012 on over-the-counter derivatives, central counterparties and trade repositories.
…subsidy as part of the same project involving the two companies and, where applicable, other entities. This project must meet one of the following criteria: a) The project has been approved by a compe…
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