French Monetary and Financial CodeIn force
Subsection 1: Directors
Article L533-28
A decree of the Conseil d'Etat shall specify the conditions of application of this sub-section.
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Showing 4361–4370 of 58596 articles for “Art. s. 8 and 239”
A decree of the Conseil d'Etat shall specify the conditions of application of this sub-section.
Investment firms shall devote the necessary human and financial resources to the training of the persons mentioned in I of Article L. 533-26.
Credit institutions and finance companies shall set up a risk management function that is independent of operational functions and has adequate resources to enable it to carry out its mission.Credit i…
The remuneration policy of credit institutions and finance companies makes a distinction, based on clear criteria, between basic fixed remuneration and variable remuneration.Basic fixed remuneration p…
If necessary, in the event of changes in the risks affecting or likely to affect the credit institution or finance company, the head of the risk management function may report directly to the Board of…
…vision is exercised on the basis of the consolidated financial situation, financial or mixed groups and groups comprising at least one finance company must adopt adequate internal control procedures f…
…d of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions and the persons mentioned in article L. 511-13 are required to devote sufficient time to carrying ou…
…y board or any other body exercising equivalent supervisory functions shall monitor the publication and communication process and the quality and reliability of the information to be published and com…
…includes the functions or other essential or significant operational tasks entrusted to third parties.
…t risks incurred by the credit institution or finance company as well as in the valuation of assets and the use of external credit ratings and internal models relating to these risks. They shall ensur…
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