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Showing 5451–5460 of 33916 articles for “Art. s. 815-3”
…institution. The credit institution must comply with the conditions of the authorisation at all times. II. - When they are authorised to provide investment services, credit institutions having their r…
Investment services providers other than portfolio management companies shall notify the Autorité de contrôle prudentiel et de résolution of significant intra-group transactions in accordance with the…
…ormation on the price, costs, speed and likelihood of execution for the various financial instruments.The obligations mentioned in this article shall apply from 28 February 2023.
…h and determine the guarantees in accordance with the conditions laid down in its General Regulations. The AMF may limit or specify the terms of promotional communications to take account of the natur…
…shareholders of these companies by providing research and advice or by making voting recommendations.
Participative finance intermediaries as defined in Article L. 548-2 are registered in the single register mentioned in Article L. 546-1.
…er of tokens consists of offering to the public, in any form whatsoever, to subscribe to these tokens. A public offer of tokens does not include an offer of tokens open to subscription by a limited nu…
Where the project promoter is a local authority, the provider of equity crowdfunding services shall inform it and the investors of the offences set out in Articles 432-10 to 432-12 of the French Penal…
…tence of a risk committee or a system for achieving the same objectives, competent for these branches. The criteria for materiality according to which investment firms are required to meet the obligat…
…2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments. The frequent and systematic nature is measured by the number of OTC transactions in a given finan…
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